Fauci Awards Package (Redacted) — page 40
of 136 pages
← p.39 p.41 → · this page in the original PDF · package
have no idea when to expect a response given that OGE is heavily involved in working to bring the Biden team members
on board across the entire Executive Branch. We will, however, be checking in.
I am now turning to focus on the Dan David Prize.
Best,
Gretchen
Gretchen H. Weaver, J.D.
Supervisory/Senior NIH Ethics Counsel
DHHS/OGC/Ethics Division
phone:
fax:
NOTICE: THIS E-MAIL MESSAGE FROM THE OFFICE OF THE GENERAL COUNSEL (OGC), ETHICS DIVISION IS INTENDED FOR THE EXCLUSIVE USE OF THE RECIPIENT(S)
NAMES ABOVE AND MAY CONTAIN PROTECTED, PRIVILEGED, OR CONFIDENTIAL INFORMATION THAT SHOULD NOT BE TRANSMITTED TO UNAUTHORIZED ADDRESSEES.
IF YOU ARE NOT THE INTENDED RECIPIENT, ANY DISSEMINATION, DISTRIBUTION, OR COPYING IS STRICTLY PROHIBITED. IF YOU HAVE RECEIVED THIS E-MAIL IN ERROR,
PLEASE NOTIFY THE SENDER IMMEDIATELY AT THE ABOVE ADDRESS. EMPLOYEE RECIPIENTS ARE COUNSELED THAT DISCIPLINARY ACTION FOR VIOLATING FEDERAL
ETHICS REGULATIONS MAY NOT BE TAKEN AGAINST ANY EMPLOYEE WHO HAS ENGAGED IN CONDUCT IN GOOD FAITH RELIANCE UPON THE PRIOR ADVICE OF ANY
AGENCY ETHICS OFFICIAL, PROVIDED THAT THE EMPLOYEE HAS MADE FULL DISCLOSURE OF ALL RELEVANT CIRCUMSTANCES. IF EMPLOYEE CONDUCT IS POTENTIALLY
SUBJECT TO CRIMINAL SANCTIONS UNDER CONFLICT OF INTEREST AND RELATED STATUTES, RELIANCE OF THE ADVICE OF AN AGENCY ETHICS OFFICIAL IN
INTERPRETING THE SCOPE OF SUCH STATUTES IS A FACTOR THAT MAY BE TAKEN INTO ACCOUNT BY THE DEPARTMENT OF JUSTICE IN EXERCISING PROSECUTORIAL
DISCRETION. EMPLOYEES ARE CAUTIONED THAT DISCLOSURES TO AN OGC ATTORNEY ARE NOT PROTTECTED WITHIN THE DEPARTMENT BY ATTORNEY-CLIENT
PRIVILEGE. ALL EMPLOYEES, INCLUDING AGENCY ATTORNEYS, ARE REQUIRED TO REPORT CRIMINAL VIOLATIONS TO THE OFFICE OF THE INSPECTOR GENERAL.
From: Tabak, Lawrence (NIH/OD) [E] <
@nih.gov>
Sent: Friday, February 5, 2021 5:51 AM
To: Hall, Randall (HHS/OGC) <
@HHS.GOV>
Cc: Weaver, Gretchen (NIH/OD) [E] <
@od.nih.gov>; Jaffe, Holli Beckerman (NIH/OD) [E] <
@od.nih.gov>
Subject: Request for concurrence -Gustav O. Lienhard Award -A. Fauci
Mr. Hall,
I write to request your concurrence that the exception to the gift prohibition at section 2635.204(d) does not prohibit Dr.
Anthony Fauci from accepting the cash prize associated with the National Academy of Medicine's (NAM) 2020 Gustav O.
Lienhard Award. Specifically, I ask you to find that: 1) the National Academies of Sciences (NAS), the umbrella
organization under which NAM was established, is not a "person" under the regulations, and similarly, neither is NAM; or
2) if NAS is a "person," NAM and NAS are different "persons" because of NAM's independence from NAS; and/or 3) NAS is
not a "person who can be substantially affected by the performance or nonperformance of [Dr. Fauci's NIH] duties." If you
do not concur, I ask that you forward this discussion to the Office of Government Ethics for their consideration and
determination of the applicability of the gift rule to the NAM Lienhard Award.
As you likely know, Dr. Fauci is the Director of the National Institute of Allergy and Infectious Diseases (NIAID). He was
awarded the Lienhard award from NAM on October 19, 2020. The Lienhard award - a medal and $40,000 - recognizes
individuals for outstanding achievement in improving health care services in the United States. NIAID currently funds two
Congressionally-mandated studies as well as six other projects including an Action Collaborative, a Board, two Forums and
a Roundtable. NIAID contributes to the latter projects typically as one of several NIH Institutes and Centers. It is our
understanding that due to a restructuring of NAS, all the business interactions between the Academies and Federal
agencies go through NAS. Thus, NIAID has no current financial, contractual, or similar dealings with NAM.
In order for Dr. Fauci to accept the cash prize, we reviewed the exception to the gift rules for meritorious public service or
achievement at section 2635.204(d) (emphasis added):
(1) An employee may accept a bona fide award for meritorious public service or achievement and any item
incident to the award, provided that:
This is our OCR of the page, with running headers and footers removed. The
Committee's PDF
is authoritative; quote from it. Machine-readable, including the uncleaned
text: /api/page/fauci_awards/40
Records on this page
| Record | Date | Type | Pages |
|---|---|---|---|
| Request for concurrence -Gustav O. Lienhard Award -A. Fauci | 2021-02-05 | 40–42 | |
| RE: Request for concurrence -Gustav O. Lienhard Award -A. Fauci | 2021-02-16 | 39–40 |