COVID-19 Records

FW: Request for concurrence -Gustav O. Lienhard Award -A. Fauci

Fauci Awards Package (Redacted), p.38 · fauci_awards:email:00061

Page text: p.38 · original PDF

Date
2021-02-22 15:41
Type
email · email
cc
Tara Schwetz
sender
Holli Beckerman Jaffe
to
Lawrence A. Tabak
Topics
Awards, honoraria and recognitionIntelligence community assessments

This text appears inside a quoted reply chain — it is evidence that the message was circulating, not necessarily a new message.

Gretchen shared that OGE disagreed with our argument, and upheld OGC's determination that Tony cannot receive the cash prize associated with NAM award. Do you want me to draft an email to Tony for you?

In context

A single line often inverts meaning once you see what it answers, so neighbouring messages are always shown.

  1. 2021-02-18 16:47 Randall Hall open
    Dr. Tabak: Good afternoon. This is to let you know that OGE has responded to our request to consider whether the gift rule exception for awards applies in the case of the Lienhard Award the NAM presented to Dr. Fauci. Unfortunately, OGE has concluded that the NASEM/NAM is/are a "person" under the government-wide rules restricting gifts from outside sources and that they are a person that can be "substantially affected by the performance or non-performance" of Dr. Fauci's duties. As a result, we are unable to change our prior determination that he cannot accept the $40,000 cash gift associated with the Lienhard Award. Please let us know if you have any questions. Randy Randall J. Hall Acting Associate General Counsel for Ethics Alternate Designated Agency Ethics Official Ethics Division Department of Health and Human Services NOTICE: THIS E-MAIL MESSAGE FROM THE OFFICE OF THE GENERAL COUNSEL (OGC), ETHICS DIVISION IS INTENDED FOR THE EXCLUSIVE USE OF THE RECIPIENT(S) NAMES ABOVE AND MAY CONTAIN PROTECTED, PRIVILEGED, OR CONFIDENTIAL INFORMATION THAT SHOULD NOT BE TRANSMITTED TO UNAUTHORIZED ADDRESSEES. IF YOU ARE NOT THE INTENDED RECIPIENT, ANY DISSEMINATION, DISTRIBUTION, OR COPYING IS STRICTLY PROHIBITED. IF YOU HAVE RECEIVED THIS E-MAIL IN ERROR, PLEASE NOTIFY THE SENDER IMMEDIATELY AT THE ABOVE ADDRESS. EMPLOYEE RECIPIENTS ARE COUNSELED THAT DISCIPLINARY ACTION FOR VIOLATING FEDERAL ETHICS REGULATIONS MAY NOT BE TAKEN AGAINST ANY EMPLOYEE WHO HAS ENGAGED IN CONDUCT IN GOOD FAITH RELIANCE UPON THE PRIOR ADVICE OF ANY AGENCY ETHICS OFFICIAL, PROVIDED THAT THE EMPLOYEE HAS MADE FULL DISCLOSURE OF ALL RELEVANT CIRCUMSTANCES. IF EMPLOYEE CONDUCT IS POTENTIALLY SUBJECT TO CRIMINAL SANCTIONS UNDER CONFLICT OF INTEREST AND RELATED STATUTES, RELIANCE OF THE ADVICE OF AN AGENCY ETHICS OFFICIAL IN INTERPRETING THE SCOPE OF SUCH STATUTES IS A FACTOR THAT MAY BE TAKEN INTO ACCOUNT BY THE DEPARTMENT OF JUSTICE IN EXERCISING PROSECUTORIAL DISCRETION. EMPLOYEES ARE CAUTIONED THAT DISCLOSURES TO AN OGC ATTORNEY ARE NOT PROTTECTED WITHIN THE DEPARTMENT BY ATTORNEY-CLIENT PRIVILEGE. ALL EMPLOYEES, INCLUDING AGENCY ATTORNEYS, ARE REQUIRED TO REPORT CRIMINAL VIOLATIONS TO THE OFFICE OF THE INSPECTOR GENERAL.
  2. 2021-02-18 18:48 Lawrence A. Tabak open
    Not surprising...but not a good conversation to have with ASF....
  3. 2021-02-19 00:58 Tara Schwetz open
    Inline-Images: image001.png It was worth a try... Best, Tara A. Schwetz, PhD Associate Deputy Director, NIH A: P: I M: cidimage001.png@01D639B9.FBF9
  4. 2021-02-22 15:27 Gretchen Weaver open
    My apologies; I thought you were copied on Randy's note to Larry. Please see below. I am forwarding the string that went. Let me know if you have any questions. Thanks, Gretchen Gretchen H. Weaver, J.D. Supervisory/Senior NIH Ethics Counsel DHHS/OGC/Ethics Division phone: fax: NOTICE: THIS E-MAIL MESSAGE FROM THE OFFICE OF THE GENERAL COUNSEL (OGC), ETHICS DIVISION IS INTENDED FOR THE EXCLUSIVE USE OF THE RECIPIENT(S) NAMES ABOVE AND MAY CONTAIN PROTECTED, PRIVILEGED, OR CONFIDENTIAL INFORMATION THAT SHOULD NOT BE TRANSMITTED TO UNAUTHORIZED ADDRESSEES. IF YOU ARE NOT THE INTENDED RECIPIENT, ANY DISSEMINATION, DISTRIBUTION, OR COPYING IS STRICTLY PROHIBITED. IF YOU HAVE RECEIVED THIS E-MAIL IN ERROR, PLEASE NOTIFY THE SENDER IMMEDIATELY AT THE ABOVE ADDRESS. EMPLOYEE RECIPIENTS ARE COUNSELED THAT DISCIPLINARY ACTION FOR VIOLATING FEDERAL ETHICS REGULATIONS MAY NOT BE TAKEN AGAINST ANY EMPLOYEE WHO HAS ENGAGED IN CONDUCT IN GOOD FAITH RELIANCE UPON THE PRIOR ADVICE OF ANY AGENCY ETHICS OFFICIAL, PROVIDED THAT THE EMPLOYEE HAS MADE FULL DISCLOSURE OF ALL RELEVANT CIRCUMSTANCES. IF EMPLOYEE CONDUCT IS POTENTIALLY SUBJECT TO CRIMINAL SANCTIONS UNDER CONFLICT OF INTEREST AND RELATED STATUTES, RELIANCE OF THE ADVICE OF AN AGENCY ETHICS OFFICIAL IN INTERPRETING THE SCOPE OF SUCH STATUTES IS A FACTOR THAT MAY BE TAKEN INTO ACCOUNT BY THE DEPARTMENT OF JUSTICE IN EXERCISING PROSECUTORIAL DISCRETION. EMPLOYEES ARE CAUTIONED THAT DISCLOSURES TO AN OGC ATTORNEY ARE NOT PROTTECTED WITHIN THE DEPARTMENT BY ATTORNEY-CLIENT PRIVILEGE. ALL EMPLOYEES, INCLUDING AGENCY ATTORNEYS, ARE REQUIRED TO REPORT CRIMINAL VIOLATIONS TO THE OFFICE OF THE INSPECTOR GENERAL.
  5. 2021-02-22 15:41 Holli Beckerman Jaffe
    Gretchen shared that OGE disagreed with our argument, and upheld OGC's determination that Tony cannot receive the cash prize associated with NAM award. Do you want me to draft an email to Tony for you?
  6. 2021-02-22 15:57 Lawrence A. Tabak open
    Yes please. Have we received any good news to temper this with?
  7. 2021-02-22 16:03 Holli Beckerman Jaffe open
    I asked before I wrote you. No good news, but no bad news either. Gretchen reviewed the Dan David package and has some follow up questions about the events surrounding the prize, i.e., award ceremony and symposia. If they are the same as in past years (likely yes except this year's events will be virtual), then approval should be forthcoming.
  8. 2021-02-23 10:43 Holli Beckerman Jaffe open
    Had you sent Tony a copy of the request to OGE? If not, do you think it is worth sharing it with him now? While it wasn't successful, it was a big and difficult effort. Perhaps he'll appreciate it. I suggested language with and without forwarding your email to Randy. Tony, I write to inform you of the final decision regarding the cash prize associated with NAM's Lienhard Award. Unfortunately, we were not successful in our appeal. While you can accept the honor of being named the 2020 Lienhard awardee, you may not receive the cash. 1) For you information, below is the lengthy and detailed argument . . . or 2) We presented a lengthy and detailed argument first to HHS's Office of the General Counsel (OGC) and then to the independent US Office of Government Ethics (OGE) to persuade them that NAM's relationship with Government agencies is unique, and thus, an award from NAM should be viewed differently than one bestowed by other non-profit corporations. However, neither OGC nor OGE felt it was necessary to change their previous determination regarding NAM so that you would be permitted to accept the cash prize under the applicable regulations. I'm disappointed that we did not get a different decision. You are deserving of the additional recognition. LAT

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